Portfolio Management

Stephen K Davis Financial Services Ltd., DBA Safe Harbor Asset Management (“SAM”) is a Registered Investment Advisor currently registered in the States of Connecticut and New York. The firm was incorporated in 1995 to provide asset management and financial planning services to high net worth individuals and corporate pension plans.  SAM utilizes a global strategic asset allocation model.  Portfolios are structured around a core of index and enhanced index funds with the limited addition of actively managed mutual funds and special situations (including but not limited to exchange traded: commodities, real estate and private equity). We allocate portfolios using both domestic and international equity components, and U.S. fixed income components. 

The investment process we use to determine portfolio components is rooted in the concepts of Modern Portfolio Theory.  Emphasis is placed on the reduction of volatility by measuring the standard deviation and correlation co-efficient of asset classes of specific funds and combining them in a manner that will increase the efficiency of the overall portfolio asset allocation.  Further attention is given to cost reduction by choosing Index oriented ETF’s and low cost low turnover actively managed funds.
 
We combine modern asset allocation strategies with client goals and risk tolerance.  Our objective  is to improve investment returns, and reduce portfolio fluctuations, while meeting our clients investment goals.
 
We are proud to make available on-line our composite performance history  (password required). 
 
Safe Harbor Asset Management has been verified by an independent third party: Absolute Performance Verification, LLC www.absoluteverification.com from 1-1-2000 to 12-31 2007.  
Please click on the link for more information on GIPS® Standards (formerly known as AIMR).